\JOHN ASHCROFT, Defendant - Appellant, v. ACLU, Plaintiff – Respondent
UNITED STATES SUPREME COURT
COUNSEL: Ross Richendorfer for Defendant – Appellant.
Matthew Schissler for Plaintiff – Respondent
JUDGES: Before HANSON, McMURRER, and STILLMAN
OPINION BY: STILLMAN, McMURRER, with HANSON
OPINION:
STILLMAN, Justice with whom McMurrer and Hanson concur.
The Child
Pornography Prevention Act of 1996 (CPPA) is overly broad, vague, and restricts
protected speech, and thus violates the Federal Constitution’s First
Amendment. The ruling of the 9th
Circuit Court of the
I. BACKGROUND
The Child Pornography Prevention
Act of 1996 (CPPA), enacted by congress as a response to the growth of the
internet and the internet pornography business, bans: “any visual depiction, including any photograph, film, video, picture,
or computer or computer-generated image or picture, whether made or produced by
electronic, mechanical, or other means, of sexually explicit conduct where –
(A) the production of such visual depiction
involves the use of a minor engaging in sexually explicit conduct;
(B) such visual depiction is, or appears to be, of a minor engaging in sexually explicit conduct;
(C) such visual depiction has been created, adapted, or modified to appear that an identifiable minor is engaging in sexually explicit conduct; or
(D) such visual depiction is advertised,
promoted, presented, described, or distributed in such a manner that conveys
the impression that the material is or contains a visual depiction of a minor
engaging in sexually explicit conduct…”18 U.S.C. § 2256(8).
Arguing that the CPPA was overbroad, the
ACLU, plaintiff-respondent, brought suit in 1998 against then attorney general
Janet Reno (currently John Ashcroft, defendant-petitioner), and on appeal the 9th
Circuit Court of the United States ruled in favor of plaintiff-respondent and
struck down the CPPA.
II.
THE CPPA IS OVERLY BROAD
At the
core of the rationale for distinguishing child pornography from protected forms
of speech is the compelling state interest in protecting the children involved
in the production of child pornography.
Child pornography is intrinsically harmful to the children involved
because it serves as a record of previous abuses which has the ability to
inflict harm on the children involved throughout their lives, and also because
the distribution of child pornography creates a market that provides an
economic incentive to produce moreinvolve more
children in such pornography, New York v. Ferber, 458 U.S. 747, 758, 73 L. Ed. 2d 1113, 102 S. Ct.
3348. Due to this rationale, child
pornography is banned because it contains actual children who are harmed by its
production and distribution. The CPPA,
however, extends to works with actors that aren’t children, but appear to
be. It also extends to drawings,
paintings, animations, and computer generated images that appear to be of
children engaged in sexually explicit conduct.
These works, which sections B, C, and D
of the CPPA would ban, are outside of this traditional realm of child
pornography because these works are notdoesn’t serve as a
records of abuse. No actual children are
involved in the paintings, sculpture, etc. that
the CPPA would ban, and therefore no abuse has occurred. As such, these works cannot serve as records
of abuse. Furthermore, banning these
previously protected works would increase the economic incentive to produce and
distribute child pornography involving real children. If one can expect a penalty for making a
sexually explicit sculpture of a child as well as making a sexually explicit
film involving real children, potential producershe
will have little legal motivation to go the less harmful route.
By
banning any visual depiction that “appear to be” of a minor engaging in
sexually explicit conduct, the CPPA attempts to expand the borders of speech
that is considered child pornography to ludicrously unconstitutional realms,
most notably that of artistic speech.
Such films as Kids and Y Tu Mama Tambien, which are artistic in nature, yet contain
scenes of what appears to be minors engaging
in what appears to sexually explicit conduct, would be banned under the
CPPA. This sort of trampling on artistic
expression is unacceptable, given this court’s decision in Miller v. California, 413 U.S. 15, 37 L. Ed. 2d 419, 93 S.
Ct. 2607, which states that in order for a work to qualify as obscene the whole
work must be deemed obscene and lacking in serious redeeming qualities, rather
than one portion in isolation. The
Miller precedent serves to protect works of art that may include risqué scenes
because of the value of protecting artistic expression, which is crucial to a
free society. The CPPA, however, due to
its extremely overbroad language, oversteps the bounds set by Miller by banning any work which includes a visual depiction of what appears to be
minors engaging in sexually explicit conduct.
This would likely also include textbooks on teenage sexuality, which,
though explicit, aren’t obscene and have much redeeming educational value.
Though
counsel for defendant–appellant relies on the assertion that only images which are “virtually
indistinguishable” from those of real children are to be banned under the CPPA,
the section of the act cited above only contains the phrase “appears to be,”
which is certainly a much looser category (Ashcroft
v. ACLU, brief for defendant–appellant). “Virtually indistinguishable” does appear in
the congressional testimony regarding the CPPA, but testimony alone is
insufficient to influence the interpretation of a statute, as ruled in Nat'l Org. for Women, Inc. v. Scheidler, 510 U.S. 249, 260. A pencil sketch could “appear to be”
of a minor engaged in sexually explicit activity, and to ban this would unduly
hamper the artistic freedom guaranteed by the Constitution’s First
Amendment. A work involving an actor who
is of legal age but appears to be a few years younger than she actually is
might be “virtually indistinguishable” from a work involving real children, and
to ban this would also unduly hamper constitutionally protected artistic
freedom. As such, even the phrase
“virtually indistinguishable” would have the affect of banning much work of
redeeming value, but “appears to be” is the language of the statute, and is
even more restrictive than “virtually indistinguishable.” Neither phrase would be acceptable in the
context of section B of the statute.
Justice MCMURRER, continuing with whom Stillman and Hanson concur:
III. The CPPA is Void-For-Vagueness
In addition to the overbroadness of the Child Pornography Protection Act (CPPA) as affirmed above by Justice STILLMAN, the CPPA is also unacceptably vague. The question of vagueness might at first seem to be merely another facet of the overbroadness issue, as both rely on the ambiguous wording of the CPPA. But, the statute is vague in that it allows for a contingent application of the law both at the investigative and judicial level.
The Government has argued that the perceived vagueness in the wording of the CPPA is irrelevant in light of certain objective measures for determining the apparent age of a person in a given image, as set down in the Hilton decision, namely analysis of the physical characteristics of the individual in question and the manner in which their image is composed and displayed. Reliance on these judicial procedures, however, falsely assumes that statutory vagueness impacts only the judicial segment of prosecution. We find that the language of the CPPA, specifically that of subsections B, C, and D, fails to provide both law enforcement and the average citizen with a clear picture of what does and does not constitute a breach of the law, which is necessary to ensure the protection of due process. Subsections B,C, and D rely on the clauses “appears to be” and “convey the impression that.” Appearances and impressions are by definition subjective and contingent and as such are too vague to serve as the basis for a fair restriction on speech that is to be equitably applied.
Were we to accept
the Government’s contention that the overbroad character of the CPPA could be
mitigated by mandatory case-by-case evaluation of the applicability of the
statute, supposedly ensuring that the CPPA would not be applied outside of its
intended realm, law enforcement agencies are still left without clear direction
regarding to whom the CPPA applies. The
language of the CPPA, banning visual depictions which “appears to be, of a minor engaging in sexually explicit conduct,” and
visual depictions which have been advertised or otherwise represented in such
away that “conveys the impression” that such visual depiction are of minors
engaging in sexually explicit acts gives no guidelines to police officers
seeking to uphold the law. It leaves
discretion up to the individual officer about what constitutes “appearing like
a minor.” It leaves it up to the
individual officer to be impressed that a given visual depiction is of a
minor.
Suppose a police officer was walking the
stereotypical beat, and came upon a theatre that was running a production of
“Lolita.” The police officer knows the
story of “Lolita,” and seeing the playbill, which prominently features a
picture of the young woman playing Lolita in a provocative pose, is left with
the impression that the play, if it is a truthful representation of the story
will include scenes that, at the very least, might “appear” to include a minor
engaging in a sexually explicit acts.
Given the language of section D of the CPPA, the instigation of
proceedings against the producers of the play under the CPPA comes down to this
one officer’s evaluation of whether or not it is “impressed” or “conveyed” that
sexually explicit visual depictions will be a part of this play. Now, under a scheme of case-by-case
application, for which the Government has argued, the final decision regarding
applicability of the statute to any given situation would reside not in the
hands of the police, but in the hands of the court. This, however, neglects the reality of our
legal system, namely that it is the police who are, in large part, responsible
for which cases are and are not brought to trial. For case by case evaluation to be meaningful,
the conditions under which a case is subject to review must be clear enough for
consistent application, not only by the courts, but by the police as well.
If we consider the above hypothetical,
the subjective analysis of a single officer may lead to the trial of
individuals whose “speech” via the production of “Lolita” contained no sexually
explicit visual depictions whatsoever.
By the same stroke, that single officer’s subjective analysis could be
that no such acts were implied, but the law itself gives no guidance as to how
this determination should be reached.
How one officer chooses to interpret “appears” and “conveys the impression”
might be entirely different from another officer’s interpretation even given
the same situation. Though the police
are of course responsible for considerable independent analysis in the
investigation of crime, their purview is traditionally limited to who committed
a given crime, not an evaluation of whether or not a given act is or is not
itself a crime. This, as the Respondent
aptly points out in his brief, is an unacceptable delegation of policy to law
enforcement which would lead to ad hoc application of the law and as such a potential
due process violation inherent to the statute. (Resp.
Brief, p. 8; Grayned v. City of Rockford, 408 U.S.
104, 108-09) Without clear definitions
of what can and cannot be restricted, the CPPA cannot be enforced in a
consistent and equitable fashion. We
therefore find the CPPA to be unconstitutionally vague.
In light of the overbroad and vague
character of the Statute, the CPPA would not function as the Government claims
it would in the pursuit of its goals to reduce real child pornography and
abuse. These goals would benefit from a more
narrowly tailored statute that would free the judicial system from the burden
of weeding through spurious cases and prevent restrictions on relevant and
important information.
For the above reasons, we find the CPPA to be both unconstitutionally overbroad and void-for-vagueness. In doing so we affirm and extend the decision of the appellate court as well as find the disputed constitutionality of the purported goals of the CPPA to be immaterial, as the overbroad and vague character necessitate that the statute be overturned even before its consideration.